National investment loss lawyers KlaymanToskes is investigating broker Justin Roberto of Tesfaye O’Neill Financial, and formerly of MML Investors Services (CRD #7235058).
According to FINRA records, Justin Roberto, currently with Tesfaye O’Neill Financial in Alexandria, Virginia, was terminated from MML Financial Services in October 2024 for allegedly failing to follow firm policies regarding unapproved sales materials and undisclosed outside business activity.
Investors that suffered losses with broker Justin Roberto are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to Justin Roberto’s FINRA BrokerCheck report, he was terminated from MML Financial Services in October 2024. The brokerage firm’s disclosure allegations state the firm ended his registration due to his failure to follow firm policies regarding unapproved sales materials and undisclosed outside business activity. FINRA Rule 3270 prohibits registered persons from engaging in outside business activities without providing prior written notice to their member firm. Roberto is registered as an investment advisor with Tesfaye O’Neill Financial in Alexandria, Virginia.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Justin Roberto, or have concerns regarding your investment portfolio at MML Investors Services, Tesfaye O’Neill Financial, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.