National investment loss lawyers KlaymanToskes is investigating broker Rebecca Glasgow (CRD# 4720346) of RBC Capital Markets and formerly of UBS Financial Services.
.According to FINRA BrokerCheck, Rebecca Glasgow of RBC Capital Markets was previously involved in a customer complaint which alleged failure to act in the client’s best interest by not disclosing fees and making misleading or false statements regarding hedge fund products between May 2014 and August 2023. Although this dispute was denied, it is important to know that firms can deny disputes without an outside review. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
Investors that suffered losses with broker Rebecca Glasgow are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
A customer complaint was filed against Rebecca Glasgow regarding conduct between May 19th, 2014, and August 21st, 2023, according to FINRA BrokerCheck. The customer alleged Glasgow did not act in their best interest by failing to disclose fees and making statements that were misleading or false. The complaint was denied by the firm, however, investors should know that firms can deny disputes without an outside review. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Rebecca Glasgow, or have concerns regarding your investment portfolio at RBC Capital Markets, UBS Financial Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.