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Broker Misconduct Investigation: Tom Manning (Blue Logic Capital)

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Updated on: January 7, 2025

National investment loss lawyers KlaymanToskes is investigating Tom Manning of Blue Logic Capital.

According to the Ohio Division of Securities, Tom Manning of Blue Logic Capital has been charged with 19 counts including unlawful securities practices, grand theft, false representation, and securities fraud for allegedly operating a Ponzi scheme that defrauded Central Ohio investors of over $600,000 through unregistered promissory notes.

Investors that suffered losses with broker Tom Manning are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Ohio Division of Securities Charges Tom Manning with Fraud

The Ohio Division of Securities has filed 19 counts against Tom Manning related to securities practices, including allegations of grand theft, false representation in the sale of securities, and securities fraud. The charges stem from Manning’s failure to register promissory notes with the Division of Securities and omission of material facts during investor solicitations. Ohio law requires securities registration to ensure investments meet legal standards and that investors receive complete information about risks and terms. 

Investment Losses with Broker Tom Manning?

Investment Losses with Broker Tom Manning?

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Tom Manning, or have concerns regarding your investment portfolio at Blue Logic Capital, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.