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Broker Misconduct Investigation: Shaun Orcinolo (Morgan Stanley)

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Updated on: February 7, 2025

If you have investment losses due the actions of broker Shaun Orcinolo, contact the investment loss attorneys  KlaymanToskes  by calling +1 (888) 997-9956 or request a free case evaluation to determine if you are eligible for recovery.

National investment loss lawyers KlaymanToskes is investigating broker Shaun Orcinolo of Morgan Stanley (CRD #2433357).

According to FINRA BrokerCheck, Shaun Orcinolo of Morgan Stanley is facing a pending investor complaint alleging $2,000,000 in damages and that he recommended variable annuities that were not in the customer’s best interest.

Investors that suffered losses with broker Shaun Orcinolo are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Morgan Stanley Advisor Faces $2 Million Annuity Complaint:

Morgan Stanley broker and investment advisor Shaun Orcinolo (CRD# 2433357) is facing an investor complaint regarding variable annuity recommendations. The complaint, filed in October 2024, alleges damages of $2 million. FINRA BrokerCheck records show Orcinolo has been registered with Morgan Stanley in Fort Lauderdale, Florida since 2011. His previous registrations include UBS Financial Services, Citigroup Global Markets, PFS Investments, and Investors Associates. Orcinolo reportedly serves as a founding partner of The New River Wealth Management Group at Morgan Stanley.

Investment Losses with Broker Shaun Orcinolo?

Investment Losses with Broker Shaun Orcinolo?

Contact KlaymanToskes

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Shaun Orcinolo, or have concerns regarding your investment portfolio at Morgan Stanley, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.