National investment loss lawyers KlaymanToskes is investigating broker Terry Mitchell a/k/a Torian Devon Mitchell of Pruco Securities (CRD #6320029).
According to FINRA BrokerCheck, Terry Mitchell, formerly of Pruco Securities, is facing two pending customer disputes seeking $200,000 in collective investor damages for alleged misappropriation of funds, breach of fiduciary duty, and fraud. One of the complaints filed allegedly relates to variable annuity and insurance investments.
Investors that suffered losses with broker Terry Mitchell are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, a pending customer complaint alleges $100,000 in damages and that Terry Mitchell engaged in misappropriation of the investor’s funds. A second customer complaint alleges fraud and breach of fiduciary duty, with the investor also seeking $100,000 in damages. Mitchell remained at Pruco Securities until February 2021.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Terry Mitchell, or have concerns regarding your investment portfolio at Pruco Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.