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Broker Misconduct Investigation: Robert Sawyer (Stifel Independent Advisors)

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Updated on: August 26, 2024

National investment loss lawyers KlaymanToskes is investigating broker Robert Sawyer of Stifel Independent Advisors LLC (CRD# 1705283).

Robert John Sawyer of Stifel Independent Advisors is facing a customer complaint alleging breach of contract, negligence, fiduciary duty breaches, fund conversion, fraud, investment opportunity loss, and misrepresentation.

Investors that suffered losses with broker Robert Sawyer are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Robert Sawyer?

Investment Losses with Broker Robert Sawyer?

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Robert Sawyer Faces Customer Complaint for Alleged Misconduct

Robert John Sawyer, a stockbroker affiliated with Stifel Independent Advisors LLC in Gulfport, Mississippi, is currently facing a customer complaint, with the client seeking damages in excess of $5,000. The complaint alleges breach of contract, negligence, breach of fiduciary duties, conversion of funds, fraud, loss of investment opportunity, and misrepresentation of material facts related to the sale of securities. 

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Robert Sawyer. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Robert Sawyer, or have concerns regarding your investment portfolio at Stifel Independent Advisors LLC, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.