National investment loss lawyers KlaymanToskes is investigating broker Jordan Stentiford of Northwestern Mutual Investment Services (CRD #6946439).
According to FINRA BrokerCheck, broker Jordan Stentiford was barred from the securities industry in July 2024 after refusing to provide on-the-record testimony regarding his resignation from Northwestern Mutual Investment Services, LLC, whereby the firm disclosed on its Form U5 filing that he admitted to signing a customer’s name on a form to apply for life insurance.
Investors that suffered losses with broker Jordan Stentiford are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Jordan Stentiford, a financial advisor formerly registered with Northwestern Mutual Investment Services in Ridgeland, MS has been permanently barred by the Financial Industry Regulatory Authority (“FINRA”). According to records from FINRA, in July 2024, Stentiford agreed to a bar from associating with any FINRA member in any capacity. FINRA’s findings disclosed that he refused to give on-the-record testimony requested by the regulator, in connection with its investigation related to a Form U5 filed by his firm, which revealed that Stentiford had been allowed to resign after admitting to signing a customer’s name on a life insurance application form.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Jordan Stentiford. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jordan Stentiford, or have concerns regarding your investment portfolio at Northwestern Mutual Investment Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.