National investment loss lawyers KlaymanToskes is investigating broker Chad Zawacki of Merrill Lynch (CRD #2996799).
According to FINRA BrokerCheck, broker Chad Zawacki of Merrill Lynch is currently facing an investor dispute dated July 10, 2024, alleging that he recommended unsuitable investments, executed unauthorized transactions, and failed to act in the customer’s best interest, with the investor seeking $350,000 in damages.
Investors that suffered losses with broker Chad Zawacki are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Chad Zawacki, a broker with Merrill Lynch, Pierce, Fenner & Smith, is currently involved in an investor dispute. According to his BrokerCheck record, on July 10, 2024, an investor filed a complaint alleging that Zawacki recommended investments that were not suitable and made unauthorized trades. The investor also alleged that Zawacki did not act in their best interest and omitted material facts. The investor is seeking $350,000 in damages.
Another investor complaint made on June 19, 2024, alleged that Zawacki did not consider whether certain investments were suitable. This investor sought $166,000 in damages, but the firm denied the dispute. It is important to know that firms can deny disputes without any outside review.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Chad Zawacki. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Chad Zawacki, or have concerns regarding your investment portfolio at Merrill Lynch Pierce Fenner & Smith, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.