National investment loss lawyers KlaymanToskes is investigating broker Stanley Crisci of RBC Capital Markets (CRD #2687393).
According to FINRA BrokerCheck, broker Stanley Crisci of RBC Capital Markets is currently facing an investor dispute alleging he did not invest in the plan’s participants’ accounts consistent with their investment objectives, with the investor seeking $100,000 in damages.
Investors that suffered losses with broker Stanley Crisci are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Stanley Crisci, a broker with RBC Capital Markets, is currently involved in a dispute with an investor. According to his BrokerCheck record, the investor alleges that Crisci did not invest in a way that matched their investment goals. The investor is seeking to recover $100,000 in damages. Crisci has worked with several firms, including RBC Capital Markets, Raymond James & Associates, Morgan Keegan & Company, The Huntington Investment Company, and Dean Witter Reynolds.
FINRA Rule 2111, also known as The Suitability Rule, says that brokers must make investment recommendations that fit their clients’ needs. This rule requires brokers to consider many factors about their clients, such as their investment goals, age, risk tolerance, time horizon, investing experience, and tax status. Investments that do not match these factors may be considered unsuitable.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Stanley Crisci. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Stanley Crisci, or have concerns regarding your investment portfolio at RBC Capital Markets, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.