National investment loss lawyers KlaymanToskes is investigating broker Joe Hirthler of LPL Financial (CRD# 1370229).
According to FINRA BrokerCheck record, Michael Joseph Hirthler a/k/a Joe Hirthler of LPL Financial and Jacobi Capital Management is currently facing an investor complaint filed in July 2024 alleging that he failed to follow a customer’s instructions in connection with options trades, resulting in $3,000,000 in alleged damages.
Investors that suffered losses with broker Joe Hirthler are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Joe Hirthler is currently facing a customer complaint which alleges $3,000,000 in investor damages. According to FINRA BrokerCheck, Hirthler is currently registered as a broker with LPL Financial and as an investment advisor with Jacobi Capital Management in Pittston, PA and Wilkes Barre, PA. The complaint, filed in July 2024, claims that Hirthler did not follow the customer’s instructions on option trades. This allegedly led to poor performance of the customer’s investments, and losses of $3 million.
Hirthler has been in the securities industry for 39 years and has worked with LPL Financial since 1993, and with Jacobi Capital Management since 3009. He is based in Pittston, Pennsylvania, and has licenses to work in 36 states.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Joe Hirthler. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Joe Hirthler, or have concerns regarding your investment portfolio at LPL Financial or Jacobi Capital Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.