National investment loss lawyers KlaymanToskes is investigating broker Felipe Colón (CRD# 5462167) of Belpointe Asset Management and LPL Financial after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging up to $500,000 in damages due to investing the customer in unsuitable investments.
According to FINRA BrokerCheck, broker Felipe Colón a/k/a Felipe Juan Antonio Colón was previously registered with LPL Financial from June 2019 to November 2019, when LPL discharged the representative due to allegations that he engaged in office sharing arrangement with unaffiliated RIA without Firm approval.
Colón was also previously registered with Wells Fargo Clearing Services from 2007 to July 2019, and is currently registered as an investment advisor with Belpointe Asset Management in Sarasota, FL.
Investors that suffered losses with broker Felipe Colón are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The article linked below contains important information relating to the complaint against broker Felipe Colón:
If you suffered losses with broker Felipe Colón, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Felipe Colón. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA and the SEC, investment firms such as Belpointe Asset Management, LPL Financial, and Wells Fargo Clearing Services are responsible for the supervision of all of the activities of their registered brokers/investment advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Felipe Colón, or have concerns regarding your investment portfolio at Belpointe Asset Management, LPL Financial, and/or Wells Fargo Clearing Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.