If you invested with Gregory Whelan of Merrill Lynch and have concerns about your investments, contact the investment loss attorneys at KlaymanToskes today at +1 (888) 997-9956 or request a free case evaluation to explore your legal options.
KlaymanToskes, a nationally recognized securities law firm, is investigating potential claims on behalf of investors who worked with broker Gregory Whelan (CRD# 5247677) of Merrill Lynch. If you invested with Gregory Whelan and believe you have experienced investment losses, you may have legal options to seek potential recovery.
According to FINRA BrokerCheck records, Gregory Whelan of Merrill Lynch is facing a pending customer complaint alleging $2,000,000 in investor damages due to unsuitable investment recommendations and misrepresentations related to REITs, private securities, and life settlements.
Whelan was previously registered as a broker with Merrill Lynch from April 2013 to February 2025, in Fort Lauderdale, FL, and is currently registered with Kovack Securities.
Investors that suffered losses with broker Gregory Whelan are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Gregory Whelan of Merrill Lynch (CRD# 5247677) is a registered broker who has been the subject of customer disputes. A pending claim alleges unsuitable investments and misrepresentations, with a requested damage amount of $2 million.
A customer complaint has been filed with the Financial Industry Regulatory Authority (“FINRA”), involving broker Gregory Whelan, formerly of Merrill Lynch. The complaint alleges $2,000,000 in investor damages due to unsuitable investments, misrepresentations, and the use of personal email to engage in selling away. The complaint allegedly relates to investments in REITs, private securities, and life settlements. According to FINRA BrokerCheck records, Whelan recently ended his registration as a broker with Merrill Lynch.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Gregory Whelan, or have concerns regarding your investment portfolio at Merrill Lynch, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
KlaymanToskes is reviewing allegations that broker Gregory Whelan may have engaged in actions that could be inconsistent with industry standards. Some concerns that investors have raised in similar cases include:
If you invested with Gregory Whelan and believe you may have experienced misconduct, you may have grounds for a FINRA arbitration claim.
Investors who have concerns about their accounts may be eligible to seek potential recovery through FINRA arbitration. KlaymanToskes has extensive experience representing investors in disputes involving brokerage firms and financial advisors. Our team works on a contingency-fee basis, meaning you pay nothing unless we achieve a recovery.
If you or someone you know invested with Gregory Whelan at Merrill Lynch, contact us today for a free consultation. Call (888) 997-9956 or fill out our secure online form to learn more about your legal options.
KlaymanToskes represents investors nationwide in FINRA arbitration claims against brokerage firms where misconduct may have occurred. Take the first step in protecting your financial interests today.