National investment loss lawyers KlaymanToskes is investigating broker Tony Liddle a/k/a Anthony Baker Liddle (CRD# 5478479) of Prosper Wealth Management, Western International Securities and Landolt Securities, who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”) and Securities and Exchange Commission (“SEC”) following allegations that he defrauded over $1.8 million from his customers. According to the SEC’s complaint, Liddle allegedly lied to certain clients about the liquidity and availability of GWG L Bonds.
The SEC’s complaint disclosed that Liddle falsely claimed his clients’ portfolios had become less safe and needed to be replaced with other securities he claimed were lower risk. Liddle’s customers liquidated their securities holdings and sent funds to his firm, Prosper Wealth Management, with the intention of reinvesting in the “lower risk” securities. However, the “lower risk” securities included GWG L bonds and other investments rated as high risk.
According to FINRA BrokerCheck, Tony Liddle a/k/a Anthony Baker Liddle was previously registered with Western International Securities from 2012 to April 2020 in Wausau, WI. Liddle was also registered with Landolt Securities, Inc. from April 2020 to May 2022 in Oshkosh, WI. Liddle also reportedly did business as Prosper Wealth Management in Wausau, WI, a now defunct firm whose SEC registration status has been terminated in the state of Wisconsin.
Investors that suffered losses with broker Tony Liddle are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Tony Liddle:
If you suffered losses with broker Tony Liddle, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Tony Liddle. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA and the SEC, investment firms such as Prosper Wealth Management, Western International Securities, and Landolt Securities are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Tony Liddle, or have concerns regarding your investment portfolio at Prosper Wealth Management, Western International Securities, and/or Landolt Securities contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.