National investment loss lawyers KlaymanToskes is investigating broker Andy Egber a/k/a Andrew Joseph Egber (CRD# 1894585) of Steward Partners Global Advisory, Raymond James Financial Services, and Wells Fargo Clearing Services, who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his failure to provide information and documents requested by FINRA in connection with its investigation into allegations of theft of client funds.
According to FINRA BrokerCheck, broker Andy Egber a/k/a Andrew Joseph Egber is reportedly doing business as Steward Partners Global Advisory, Steward Partners Investment Advisory, and The Egber-Lopez Investment Group. Egber was previously registered with Raymond James Financial Services from 2018 to May 2022 in Bethesda, MD. Egber was also previously registered with Wells Fargo from 2009 until March 3, 2024, when Wells Fargo filed an amendment to Egber’s Form U5, which stated that the firm had initiated an internal review and was “reviewing allegations of possible theft of client funds” by Egber.
Investors that suffered losses with broker Andy Egber are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Andy Egber:
If you suffered losses with broker Andy Egber, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Andy Egber. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Steward Partners Global Advisory, Raymond James Financial Services, and Wells Fargo Clearing Services are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Andy Egber or have concerns regarding your investment portfolio at Steward Partners Global Advisory, Raymond James Financial Services, and/or Wells Fargo Clearing Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.