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Broker Misconduct Investigation: Jeffrey Noard (Emerson Equity/Cabot Lodge)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: October 29, 2024

If you have investment losses due the actions of Jeffrey Noard, contact the investment loss attorneys at KlaymanToskes today at +1 (888) 997-9956 or request a free case evaluation to determine if you are eligible for recovery.

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Noard (CRD# 1983392) of Emerson Equity and Cabot Lodge Securities, following the law firm’s filing of a complaint with the Financial Industry Regulatory Authority (“FINRA”) on the behalf of a group of investors seeking to recover $3,900,000 in collective damages. The investors allege failure to act in their best interest, misrepresentation and omission of material facts, and failure to conduct reasonable due diligence related to recommendations to invest in unsuitable GWG L Bonds.

According to FINRA BrokerCheck, broker Jeffrey Noard was previously registered with Emerson Equity from 2020 to December 2023 in Menomonee Falls, WI. Noard was also previously registered with Cabot Lodge Securities from 2013 to 2020 in Menomonee Falls, WI.

Investors that suffered losses with broker Jeffrey Noard are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Who is Broker Jeffrey Noard ?

Jeffrey Noard (CRD# 1983392) is a broker who is currently under investigation for alleged unsuitable recommendations of Emerson Equity and Cabot Lodge Securities. He is also facing multiple customer disputes of investment losses, which have yet to be resolved.

Current Information That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations. 

The articles linked below contain important information relating to the complaints filed against broker Jeffrey Noard:

If you suffered losses with broker Jeffrey Noard, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Jeffrey Noard. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

According to FINRA, brokerage firms such as Emerson Equity and Cabot Lodge Securities are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Jeffrey Noard, or have concerns regarding your investment portfolio at Emerson Equity and/or Cabot Lodge Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your potential recovery options.