National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Noard (CRD# 1983392) of Emerson Equity and Cabot Lodge Securities, following the law firm’s filing of a complaint with the Financial Industry Regulatory Authority (“FINRA”) on the behalf of a group of investors seeking to recover $3,900,000 in collective damages. The investors allege failure to act in their best interest, misrepresentation and omission of material facts, and failure to conduct reasonable due diligence related to recommendations to invest in unsuitable GWG L Bonds.
According to FINRA BrokerCheck, broker Jeffrey Noard was previously registered with Emerson Equity from 2020 to December 2023 in Menomonee Falls, WI. Noard was also previously registered with Cabot Lodge Securities from 2013 to 2020 in Menomonee Falls, WI.
Investors that suffered losses with broker Jeffrey Noard are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to the complaints filed against broker Jeffrey Noard:
If you suffered losses with broker Jeffrey Noard, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Jeffrey Noard. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Emerson Equity and Cabot Lodge Securities are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jeffrey Noard, or have concerns regarding your investment portfolio at Emerson Equity and/or Cabot Lodge Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your potential recovery options.