National investment loss lawyers KlaymanToskes is investigating broker Caz Craffy (CRD# 5222223) of Monmouth Capital Management and Newbridge Securities, who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his refusal to produce investigation-related information and on-the-record testimony as requested by FINRA, following allegations of failure to fully disclose outside business activities and the conversion of investors’ funds.
According to FINRA BrokerCheck, Carz Levinski Craffey a/k/a Caz Craffy was previously registered as a broker/advisor with Monmouth Capital Management in Point Pleasant Beach, NJ from 2021 to 2022, when he was terminated following allegations that he failed to disclose an outside business activity. Craffy was also previously registered with Newbridge Securities from 2017 to 2021 in Morristown, NJ.
Caz Craffy allegedly concentrated his client’s accounts in speculative stocks, including the following:
.According to Caz L. Craffy’s FINRA Brokercheck Report, the following is a list of his known outside business activities:
Victims of Caz Craffy may include active and former members of the U.S. military. Investors that suffered losses with broker Caz Craffy are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Caz Craffy:
If you suffered losses with broker Caz Craffy, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Caz Craffy. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Caz Craffy, or have concerns regarding your investment portfolio at Monmouth Capital Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.