National investment fraud lawyers KlaymanToskes is investigating broker Jacob Cazier (CRD# 6904198) of J.W. Cole Financial, Inc. and Wealth Navigation Advisors, following the filing of two customer complaints alleging $15,800,000 in collective investor damages due to fraud.
One of the customer complaints filed alleges $15,000,000 in investor damages in the customers’ J.W. Cole Financial, Inc. account due to the firm’s failure to detect a fraud operated away from the firm by a deceased representative, who was with the firm for less than two months. A second pending customer complaint alleges $850,000 in investor damages at Wealth Navigation Advisors due to the firm’s failure to detect a fraud.
According to FINRA BrokerCheck, Jacob Perry Cazier was previously registered as a broker with J.W. Cole Financial, Inc. from May to September 2018 in Clearfield, UT. Cazier was also previously registered with Summit Capital/Allegis Investment Services from January to May 2018. Currently, Cazier is registered as an investment advisor with Wealth Navigation Advisors and Oak Lane Advisors in Centerville, UT.
Investors that suffered losses with broker Jacob Cazier are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Jacob Cazier:
If you suffered losses with broker Jacob Cazier, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Jacob Cazier. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as J.W. Cole Financial, Inc., Summit Capital/Allegis Investment Services, and are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Jacob Cazier, or have concerns regarding your investment portfolio at J.W. Cole Financial, Inc., Summit Capital/Allegis Investment Services, Wealth Navigation Advisors, and/or Oak Lane Advisors, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.