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BROKER ANDREW MILES: MISCONDUCT INVESTIGATION

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: November 7, 2023

National investment loss lawyers KlaymanToskes is investigating broker Andrew Miles (CRD# 5986774) of Green Vista Capital and The Strategic Financial Alliance following the filing of five pending complaints with the Financial Industry Regulatory Authority (“FINRA”), alleging $1,525,000 in collective investor damages.

According to FINRA BrokerCheck, broker Andrew Miles was previously registered as a broker with Green Vista Capital from 2018 to 2021 in Winter Park, FL. Miles was also previously registered as a broker with The Strategic Financial Alliance from 2011 to 2018 in Vero Beach, FL.

One customer complaint filed against Miles alleges that Pathfinder Business Strategies LLC/Tax Savings Professionals, an entity owned by Miles, breached an agreement whereby the customer was guaranteed tax savings if he used Miles’ strategies. 

The most recent complaint filed against Miles alleges $700,000 in damages due to breach of fiduciary duty,  negligence, misrepresentation, aiding and abetting a fraud, negligent hiring, retention, supervision, breach of contract, and violation of the Florida Securities and Investor Protection Act. 

Investors that suffered losses with broker Andrew Miles are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

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Current Investigations About Broker Andrew Miles That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.

The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Andrew Miles:

If you suffered losses with Andrew Miles at Green Vista Capital and/or The Strategic Financial Alliance, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

*Exclusive of attorney’s fees and costs.

Signs Investors Should Look Out For About Their Brokerage Accounts:

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Andrew Miles. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Andrew Miles, or have concerns regarding your investment portfolio at Green Vista Capital and/or The Strategic Financial Alliance, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.