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Broker Bill Addison: Advisor Investigation (LPL Financial)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: October 27, 2023

National investment loss lawyers KlaymanToskes is investigating broker Bill Addison (CRD# 6152328) of LPL Financial and Independent Advisor Alliance following the filing of a customer complaint alleging $700,000 in damages due to unsuitable investment recommendations. 

According to FINRA BrokerCheck, William Lloyd Addison a/k/a Bill Addison is currently registered as a broker with LPL Financial and as an investment advisor with Independent Advisor Alliance in Columbia, SC. 

Although the complaint was denied by the firm, investors should be aware that the denial of a customer complaint by a brokerage firm does not mean that the complaint does not have merit. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.

Investors that suffered losses with broker Bill Addison are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Current Investigations About Broker Bill Addison That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations. 

The articles linked below contain important information relating to KlaymanToskes’ investigations of Bill Addison:

If you suffered losses with Bill Addison, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

*Exclusive of attorneys fees and costs.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Bill Addison. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with Bill Addison, or have concerns regarding your investment portfolio at LPL Financial and/or Independent Advisor Alliance, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.