National investment loss lawyers KlaymanToskes is investigating broker Peter Clarke (CRD# 1400419) after a customer complaint seeking $6,300,000 was filed following his 9 month employment with Truist Investment Services. The Financial Industry Regulatory Authority’s (“FINRA”) records reveal that the complaint alleges the recommendation of common and preferred stock was too risky, resulting in the damages.
According to FINRA BrokerCheck, Peter John Clarke was employed by Truist Investment Services between February and November 2021 in Palm Beach, FL. Prior to Truist, Clarke was registered with BB&T Securities from 2013 through 2021. He is currently registered with Rockefeller Financial, LLC in Palm Beach Gardens, FL.
Investors that suffered losses with broker Peter Clarke are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Peter Clarke:
If you suffered losses with Peter Clarke at Truist Investment Services, Rockefeller Financial LLC and/or BB&T Securities LLC, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Peter Clarke. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Peter John Clarke, or have concerns regarding your investment portfolio at Truist Investment Services or any other brokerage firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.