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Broker Misconduct Investigation: Todd Lesk (LPL Financial)

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Updated on: September 1, 2024

National investment loss lawyers KlaymanToskes is investigating broker Todd Lesk (CRD# 2788300) of LPL Financial and Cambridge Investment Research, who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his failure to provide information and documents, and to appear for on the record testimony in connection with the regulator’s investigation concerning whether he recommended his customer invest in a crypto asset offering away from his member firm.

KlaymanToskes previously reported that the law firm is currently pursuing FINRA arbitration claims on behalf of numerous customers of Todd Lesk who suffered investment losses at LPL Financial. According to FINRA BrokerCheck, Todd Michael Lesk is currently facing several pending customer complaints which allege $1,327,516 in collective investor damages due to unsuitable investment recommendations. Lesk was previously registered as a broker with LPL Financial from 2018 to 2022, and with Cambridge Investment Research from 2022 to 2023 in Coral Springs, FL. 

Investors that suffered losses with broker Todd Lesk are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Todd Lesk?

Investment Losses with Broker Todd Lesk?

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Current Investigations About Broker Todd Lesk That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.

The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Todd Lesk:

If you suffered losses with Todd Lesk at LPL Financial and/or Cambridge Investment Research contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million for investors (exclusive of attorneys fees and costs), and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

Signs Investors Should Look Out For About Their Brokerage Accounts:

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Todd Lesk. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Todd Lesk, or have concerns regarding your investment portfolio at LPL Financial and/or Cambridge Investment Research, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.