National investment loss lawyers KlaymanToskes is investigating Richard Rogers (CRD# 1847671) of Belpointe Asset Management in connection with resignation from the firm following allegations of distributing unapproved sales material and knowingly misleading a client via email.
Investors that suffered losses with Richard Rogers may be entitled to a financial recovery. Contact attorney Lawrence L. Klayman, Esq., for a free consultation to discuss recovery options at 888-997-9956 or lawrence@klaymantoskes.com. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Richard Sherman Rogers was previously registered as an investment advisor with Belpointe Asset Management from 2018 to 2023, when he was permitted to resign due to allegations that he distributed unapproved sales material, failed to keep his Form U4 updated, and knowingly misled a client via email..
Richard Rogers is currently registered as investment advisor with Brookwood Investment Group in Phoenix, AZ. Rogers was also previously registered as a broker and advisor with Wells Fargo Clearing Services in Hyannis, MA from 1999 to 2018.
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Investors that have suffered losses as a result of their advisor’s violations of securities rules may hold their brokerage firm and financial professional liable through a FINRA arbitration claim.
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Contact KlaymanToskes today at (888) 997-9956 or lawrence@klaymantoskes.com to learn more about the FINRA arbitration process and to discuss recovery options. Consultations are free and we offer legal services on a contingency basis, meaning we do not collect attorney’s fees unless we are able to obtain a recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lawrence@klaymantoskes.com
www.klaymantoskes.com