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National investment loss lawyers KlaymanToskes reports broker/investment advisor Roy Kevin Williams (CRD# 843607) has been terminated by Stifel, Nicolaus & Company, Inc., where he was registered from 2009 to 2023 in Indianapolis, IN.
Investors that suffered losses with Roy Williams and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.`
According to FINRA BrokerCheck, Roy Kevin Williams was discharged from Stifel, Nicolaus & Co. on May 12th, 2023 due to allegations that he obtained loans from Stifel clients during years 2019 through 2023 and made misrepresentations regarding client loans on annual certifications during that time frame.
Investors that suffered losses with Roy Williams and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com