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Need Legal Help? Contact Us. Call +1 (888) 997-9956National investment loss lawyers KlaymanToskes reports broker/investment advisor Ross Stuart Berman (CRD# 4355980) has been terminated by Merill Lynch, where he was registered from 2014 to 2023 in Boca Raton, FL.
Investors that suffered losses with Ross Stuart Berman and/or any other broker at Merill Lynch may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Ross Stuart Berman was discharged from Merill Lynch on February 15th, 2023 due to allegations that he engaged in misconduct involving entering into a financial arrangement with a client.
Berman was previously hit with a customer complaint that alleged unsuitable investment recommendations and damages of $550,000. The complaint was closed.
Investors that suffered losses with Ross Stuart Berman and/or any other broker at Merill Lynch may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com