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National investment loss lawyers KlaymanToskes reports broker Lily Phu Dai (CRD# 3237144) has been terminated by Wells Fargo Clearing Services, where she was registered from 2018 to 2023 in New York, NY.
Investors that suffered losses with Lily Phu Dai and/or any other broker at Wells Fargo Clearing Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Lily Phu Dai was discharged from Wells Fargo Clearing Services on March 2nd, 2023 due to allegations that she left her computer screen unlocked and exposed customer account information.
Investors that suffered losses with Lily Phu Dai and/or any other broker at Wells Fargo Clearing Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com