National investment fraud lawyers KlaymanToskes is investigating Robert W. Melberth (CRD# 4775230) of Emerson Equity, also doing business as Melberth Capital, after the Sarasota, Florida-based broker and investment advisor received six customer complaints alleging over $12 million in collective damages to investors.
If you suffered investment losses with Robert W. Melberth, Melberth Capital and/or Emerson Equity’s Sarasota, FL branch, you are encouraged to contact attorney Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com to discuss your potential case. All consultations are free and confidential.
According to FINRA Brokercheck, Robert W. Melberth has six investor complaints that requested a total of $12,141,000 in damages. All six complaints are pending.
(Pending – Alleged Damages $2,482,000)
(Pending – Alleged Damages $555,000)
(Pending – Alleged Damages $3,000,000)
(Pending – Alleged Damages $3,276,000)
(Pending – Alleged Damages $728,000)
(Pending – Alleged Damages $2,100,000)
Who is Robert W. Melberth?If you suffered investment losses with Robert W. Melberth at Emerson Equity, Aegis Capital Corp. and/or with Melberth Capital, you are encouraged to contact attorney Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com to discuss your potential case.
FINRA (Financial Industry Regulatory Authority) is the self-regulatory body responsible for regulating all registered brokers and brokerage firms. In accordance with FINRA Rule 2111 brokers and brokerage firms have a duty to recommend suitable financial products and trading strategies based on their client’s financial interests.
Certain factors about each investor must be taken into consideration by financial professionals in order to meet the “reasonable diligence” requirement of FINRA’s suitability rule. These factors help determine the suitability of a particular investment or investment strategy for a particular investor and may include the following:
KlaymanToskes can help you determine if your investment loss is due to unsuitable investment advice. Depending on your circumstances, you may be entitled to recover losses through FINRA arbitration. We work on a contingency basis, meaning we do not collect a fee unless we are able to obtain an investment recovery for you.
Contact attorney Lawrence L. Klayman today for a free consultation at (888) 997-9956 or lklayman@klaymantoskes.com.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
Lawrence L. Klayman, Esq.
888-997-9956