National investment fraud lawyers KlaymanToskes is investigating Jose Luis Valdez Jr. (CRD# 2926686) after the New York, NY-based stockbroker, registered with Spartan Capital Securities, received an investor complaint alleging $1,000,000 in damages.
Investors that suffered losses with Jose Luis Valdez Jr. may be entitled to a financial recovery. Contact Lawrence L. Klayman, Esq. at (866) 460-4957 or lklayman@klaymantoskes.com for a free and confidential consultation to discuss your case.
According to FINRA BrokerCheck, Jose Luis Valdez Jr. has eight public disclosures including one investor complaint alleging Breach of Fiduciary Duty, Breach of Contract, Negligence, and Failure to Supervise. The complaint is currently pending and alleges $1,000,000 in investor damages.
Additional public disclosures on Valdez’s FINRA BrokerCheck profile include five tax liens and one civil judgment in the total amount of $397,689.81. The remaining disclosure is a dismissed criminal charge.
Former and current customers of Jose Luis Valdez Jr. at Spartan Capital Securities’ New York, NY branch who have experienced significant investment losses are encouraged to contact securities attorney Lawrence L. Klayman, Esq. at 1-888-997-9956 or lklayman@klaymantoskes.com
KlaymanToskes offers legal services on a contingency fee basis, meaning we do not collect attorney’s fees unless we are able to obtain a financial recovery for you. KlaymanToskes also has the experience and resources dedicated to your case, allowing the firm to recover over $250 million for investors in FINRA arbitration cases alone.
Valdez is currently registered as a broker with Spartan Capital Securities, LLC in New York, NY, located at 45 Broadway. Valdez’s past registrations include seven firms that have been expelled from the securities industry.
The following is a list of brokerage firms Valdez was previously registered with, including when he was associated with the firm and when the firm was expelled from the securities industry by FINRA (when applicable):
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
Lawrence L. Klayman, Esq.
888-997-9956