National investment fraud lawyers KlaymanToskes issues a notice to Brian C. Kennedy (CRD# 2321416) customers after the broker and investment advisor received three investor complaints alleging he recommended unsuitable oil and gas investments while at Lincoln Financial Advisors. Following Kennedy’s discharge from Lincoln Financial in 2018, he was licensed with Concourse Financial Group until 2022. He is currently licensed with Cambridge Investment Research, Inc.
Investors that suffered losses with Brian Kennedy may be entitled to a financial recovery. Contact attorney Lawrence L. Klayman immediately at (888) 997-9956 or lklayman@klaymantoskes.com to discuss your legal options at no cost.
According to Brian C. Kennedy’s FINRA Brokercheck Report, the broker has four public disclosures and at least three investors have filed complaints against him.
If you suffered investment losses with Brian C. Kennedy while he was at Cambridge Investment Research, Concourse Financial Group, and/or Lincoln Financial Advisors, you are encouraged to contact Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com to discuss recovery options.
FINRA (Financial Industry Regulatory Authority) is responsible for regulating all brokers and brokerage firms. Under FINRA suitability requirements (FINRA Rule 2111) brokers and brokerage firms have a duty to recommend suitable financial products and trading strategies based on their client’s financial interests.
Facts about each investor, such as their financial situation/needs, age, employment status, tax status, investment objectives and experience, risk tolerance, and what other investments they may be holding must be taken into consideration by brokers in order to meet the “reasonable diligence” requirement of FINRA’s suitability rule. These factors help determine the suitability of a particular investment or investment strategy for a particular investor.
KlaymanToskes can help you determine if your investment loss is due to unsuitable investment advice. Depending on your circumstances, you may be entitled to recover losses through FINRA arbitration. KlaymanToskes works on a contingency basis, meaning we do not collect a fee unless we are able to obtain a financial recovery for you.
Contact attorney Lawrence L. Klayman today for a free consultation at (888) 997-9956 or lklayman@klaymantoskes.com.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com
www.klaymantoskes.com