National investment fraud lawyers KlaymanToskes is investigating Michael Richard Rosalia (CRD# 2323953) after the previously registered SW Financial broker received 21 FINRA public disclosures, including ten customer complaints and nine unpaid tax liens.
If you have suffered investment losses at the hands of Michael Richard Rosalia and/or at SW Financial’s Melville, NY branch, you are encouraged to contact attorney Lawrence L. Klayman at (888) 997-9956 or lklayman@klaymantoskes.com to discuss your potential case.
According to the Financial Industry Regulatory Authority’s (“FINRA”) Brokercheck, Michael Richard Rosalia has 21 public disclosures and ten investor complaints that requested a total of over $6 million in damages. 8 out of 10 have been settled in favor of investors. One complaint is still pending and the final complaint was denied.
KlaymanToskes can help you determine if your investment loss is due to unsuitable investment advice and/or broker misconduct. Contact attorney Lawrence L. Klayman today for a free consultation at (888) 997-9956 or lklayman@klaymantoskes.com. Every case is taken on a contingency basis, meaning we do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Michael Richard Rosalia was previously registered with Worden Capital Management, a firm expelled by FINRA in July, 2022. Learn more about this firm in our previous blog post: “Worden Capital Investors: You Have Recovery Options”
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com
www.klaymantoskes.com