National investment fraud lawyers KlaymanToskes is currently investigating Jimmy Yang Driggers (CRD# 1359593) after four customer complaints alleging over $4 million in collective damages were filed against the previously registered broker and investment advisor. According to Brokercheck, Driggers was registered with Morgan Stanley from 2009-2021 in Sarasota, FL.
If you have suffered investment losses at the hands of Jimmy Yang Driggers or Morgan Stanley’s Sarasota, FL branch, contact attorney Lawrence L. Klayman at (888) 997-9956 or lklayman@klaymantoskes.com to discuss your recovery options.
| REPRESENTATIVE NAME AND CRD# |
STATUS/ # of DISCLOSURES | NOTABLE DISCLOSURES | PRIOR/CURRENT REGISTRATIONS |
| Todd AdamSacks | 2 disclosures;Branch Manager
Currently Registered with Morgan Stanley In Sarasota, FL |
1. Customer alleges branch manager did not properly supervise financial advisor (Settled for $425,000)
2. Customer alleges unauthorized, unsuitable, and excessive trading |
Citigroup Global Markets
(2000- 2009) Bedminster, NJ |
| Randall Arthur Ridenour | 6 disclosures;
Currently Registered with Morgan Stanley In Sarasota, FL |
1. Customer alleges their account was not suitably diversified and they were not advised of the risk of their investments (Settled for $75,000)2. Customer alleges investment in REO III fund was unsuitable (Settled for $200,000) |
UBS Financial Services
(2001- 2010) Sarasota, FL |
| Daniel Richard Smith | 3 disclosures;
Currently registered with Morgan Stanley In Sarasota, FL |
1. Customer alleges unsuitability with respect to alternative investments (Pending, Alleged Damages $200,000)2. Customer alleges structured notes purchased were misrepresented and unsuitable (Settled for $207,000) |
Morgan Stanley
(2008 – Present) Sarasota, FL |
| Jean-PierreDaniel Gobic(CRD# 4380699) |
2 disclosures;Currently Registered with Morgan Stanley
In Sarasota, FL |
1. Customer alleges complaint arose out of the sale of an auction rate security (Settled for $100,000)2. Customer alleges complaint arose out of the sale of an auction rate security (Settled for $25,000) |
UBS Financial Services
(2001- 2010) Sarasota, FL |
KlaymanToskes encourages investors who did business with any of the brokers listed above, Jimmy Yang Driggers, and/or Morgan Stanley’s Sarasota, FL branch to review their portfolios for signs of broker misconduct or investment losses. Contact Lawrence L. Klayman, Esq., at 888-997-9956, or lklayman@klaymantoskes.com to discuss your potential case.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration and litigation on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
Contact
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com
www.klaymantoskes.com