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Broker Peter Po: Investor Losses Investigation (Ni Advisors)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: August 11, 2023

National investment loss lawyers KlaymanToskes is investigating broker Peter Po (CRD# 3106974) of Ni Advisors, who is currently facing seven pending customer complaints which allege over $1.7 million in collective damages due to unsuitable GWG L Bond investment recommendations.

According to FINRA BrokerCheck, Peter Tinchu Po has 12 public disclosures, 11 of which are customer complaints, and is currently registered as a broker/investment advisor with Ni Advisors in Cupertino, CA. Po was also previously registered with Voya Financial Advisors from 2007 to 2015.

Investors that suffered losses with broker Peter Po are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com for a free consultation to discuss recovery options. 

Current Investigations About Broker Peter Po of Ni Advisors That You Should Know as an Investor:

KlaymanToskes is a leading national securities fraud law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.

The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Peter Po:

If you suffered losses with broker Peter Po of Ni Advisors contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

*Exclusive of attorneys fees and costs.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Peter Po. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with Peter Po, or have concerns regarding your  investment portfolio at Ni Advisors, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.