National investment loss lawyers KlaymanToskes is investigating broker Paris Lewis (CRD# 2335964) of NYLIFE Securities and MetLife Securities, following the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim no. 24-01935), alleging investor damages of $150,000 due to unsuitable investment recommendations and misappropriation of the client’s funds.
According to FINRA BrokerCheck, broker Paris Lewis was previously registered with NYLife Securities from March 2015 to December 2019 in Downers Grove, IL. NYLife terminated Lewis in December 2019 for allegations related to violating company policy by borrowing money from a client, however, according to the claim filed by KlaymnaToskes, the customer was not aware of his termination. The law firm’s investigation found that NYLife and MetLife failed to properly supervise Lewis, allowing the misappropriation and financial misconduct to continue unchecked, resulting in significant financial losses for the customer.
Investors that suffered losses with broker Paris Lewis are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The article linked below contains important information relating to the complaint against broker Paris Lewis:
If you suffered losses with broker Paris Lewis, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Paris Lewis. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA and the SEC, investment firms such as Morgan Stanley and J.P. Morgan Securities are responsible for the supervision of all of the activities of their registered brokers/investment advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Paris Lewis, or have concerns regarding your investment portfolio at NYLIFE Securities and/or MetLife Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.