National investment loss lawyers KlaymanToskes is investigating broker Katie Wei (CRD# 6242083) a/k/a Lanting Wei, formerly of Cetera Investment Services, following the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim No. 25-00417), alleging investor damages of $300,000 due to unsuitable recommendations to invest in alternative investments including Northstar Healthcare, CIM REIT, and Peakstone Realty Trust (formerly Griffin Realty Trust). Wei is currently registered with Ameriprise Financial Services.
Investors that suffered losses with broker Katie Wei are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Katie Wei, formerly of Cetera Investment Services, is currently involved in a customer complaint alleging $300,000 in investor damages due to unsuitable recommendations to invest in alternative investments. Additionally, a previous customer complaint, which was denied by the firm, reportedly involved allegations of an unauthorized transaction related to structured note investments. Wei was previously registered as a broker and investment advisor with Cetera Investment Services until November 2024, and is currently registered with Ameriprise Financial Services in Redwood City, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Katie Wei, or have concerns regarding your investment portfolio at Cetera Investment Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.