National investment loss lawyers KlaymanToskes is investigating broker Andrew Dutton (CRD# 6869349) of American Trust Investment Services, Chicago Capital Management Advisors, and Peak Brokerage Services, after the law firm’s filing of a customer complaint (Case No. 25-00079) seeking to recover $100,000 in damages on behalf of an investor who was recommended to invest in GWG L Bond investments by her financial advisors, Austin Dutton and Andrew Dutton.
According to FINRA BrokerCheck, broker Andrew Dutton was previously registered as a financial advisor with American Trust Investment Services from May 2020 to August 2023, and with Chicago Capital Management Advisors from July 2021 to August 2023. Andrew Dutton is currently registered with Peak Brokerage Services in Doylestown, PA.
Investors that suffered losses with broker Andrew Dutton are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes has filed a FINRA arbitration claim (Case No. 25-00079) against American Trust Investment Services on behalf of a former customer of financial advisor Andrew Dutton. The complaint alleges unsuitable investment recommendations related to GWG L Bonds and alleges $100,000 in investor damages. According to the claim, Andrew Dutton, along with his father and barred financial advisor Austin Dutton, allegedly misrepresented GWG L Bonds as safe, low-risk investments through American Trust Investment Services, while failing to disclose their speculative and illiquid nature. The advisors also reportedly overconcentrated the client’s portfolio in these high-risk securities, resulting in damages of approximately $100,000.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to the complaint against broker Andrew Dutton:
If you suffered losses with broker Andrew Dutton, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Andrew Dutton. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage and investment advisory firms such as American Trust Investment Services, Chicago Capital Management Advisors, and Peak Brokerage Services are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Andrew Dutton or have concerns regarding your investment portfolio at American Trust Investment Services, Chicago Capital Management Advisors, and/or Peak Brokerage Services contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.