National investment loss lawyers KlaymanToskes is investigating broker Gregory Richards (CRD# 1339012) of Centaurus Financial following the firm’s filing of a FINRA Arbitration claim (no. 23-00723) on the behalf of an investor who is seeking to recover damages of up to $500,000 in connection with being recommended to invest in unsuitable alternative investments including illiquid GWG L Bonds, Cottonwood Communities, Inc., and various Moody REITs.
According to FINRA BrokerCheck, broker Gregory Richards was previously registered with Centaurus Financial from 2011 to 2020 and with Benchmark Securities from 2020 to 2023. Richards is currently registered as a broker with Kingswood Capital Partners.
Investors that suffered losses with broker Gregory Richards are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com for a free consultation to discuss recovery options. We do not collect attorneys fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities fraud law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Gregory Richards:
If you suffered investment losses with broker Gregory Richards contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Gregory Richards. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Centaurus Financial, Benchmark Investments, and Kingswood Capital Partners are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Gregory Richards, or have concerns regarding your investment portfolio at Centaurus Financial, Benchmark Investments, and/or Kingswood Capital Partners, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.