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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Merrill Lynch Customers Who Held $1 Million or More in Low-interest Yielding Accounts

July 11, 2025

Please Contact the Law Firm of KlaymanToskes to Discuss Pursuing A Potential Recovery of Your Sweep Account Losses Through FINRA Arbitration NEW YORK, NY / ACCESS...

IMPORTANT NOTICE TO SPRING HILLS HOLDINGS INVESTORS WHO SUFFERED INVESTMENT LOSSES

July 09, 2025

Please Contact the Law Firm of KlaymanToskes for A Free and Confidential Consultation to Discuss Pursuing A Potential Recovery of Your Losses NEW YORK, NY,...

IMPORTANT NOTICE TO EMERSON EQUITY CUSTOMERS WHO SUFFERED LOSSES IN GWG L BONDS

June 26, 2025

If You Suffered Losses in GWG L Bonds at Emerson Equity Please Contact the Law Firm of KlaymanToskes IRVINE, CA, UNITED STATES, June 26, 2025...

IMPORTANT NOTICE TO SPRING HILLS HOLDINGS & GWG INVESTORS WHO SUFFERED INVESTMENT LOSSES

June 26, 2025

If You Suffered Losses With Financial Advisor Will Young at Kingswood Capital, Please Contact the Law Firm of KlaymanToskes ANNAPOLIS, MD, UNITED STATES, June 26,...

IMPORTANT NOTICE TO CUSTOMERS OF DAVID GEAKE WHO SUFFERED LOSSES IN MCLOUD, GWG L BONDS AND OTHER INVESTMENTS

June 26, 2025

If You Suffered Losses With David Geake at Ausdal Financial Partners or American Trust Investment Services, Please Contact the Law Firm of KlaymanToskes NEW YORK,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Ali Chehab (Merrill Lynch)

August 07, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ali Chehab (CRD# 7625979) formerly of Merrill Lynch. According to FINRA BrokerCheck, broker Ali Chehab, formerly of...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

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Investigations

NB Flats DST: Investor Loss Investigation

August 17, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NB Flats DST (also known as Alpine Flats)...

UBS Range Target Profit Forwards (RTPFs): Investor Loss Investigation

August 10, 2025

National investment loss lawyers KlaymanToskes is investigating UBS and financial advisors who unsuitably recommended investments in UBS’s Range Target Profit Forwards (RTPFs) to their customers....

World Golf Village: Investor Loss Investigation

August 10, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in World Golf Village to their customers. Our law...

RK AVLI at Crosstown Center DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RK AVLI at Crosstown Center DST to their...

BV Carriage Homes on the Lake DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in BV Carriage Homes on the Lake DST to...

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