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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

NOTICE TO CUSTOMERS OF FULL-SERVICE BROKERAGE FIRMS – KlaymanToskes Announces Investigation on Behalf of UBS ETRACS – ProShares Daily 3x Long Crude ETN Investors that Sustained Losses in Excess of $100,000

March 26, 2020

NEW YORK--(BUSINESS WIRE)--KlaymanToskes (“KT”), www.klaymantoskes.com, announces an investigation into UBS ETRACS - ProShares Daily 3x Long Crude ETN (NYSE Arca:WTIU) (“WTIU”) recommended by full-service brokerage...

NOTICE TO INVESTORS WHO SUFFERED STOCK MARKET LOSSES DUE TO COVID-19: KlaymanToskes Investigates Damages Sustained by Investors who Held Large, Unhedged Concentrated Positions, Margin Accounts, Unsuitable Allocations, or were Excessively Traded

March 24, 2020

NEW YORK--(BUSINESS WIRE)--KlaymanToskes (“KT”), www.klaymantoskes.com, announced today that it is investigating the damages sustained by investors who held large, unhedged concentrated positions, margin accounts, unsuitable...

NOTICE TO UPS EMPLOYEES: KlaymanToskes Continues to Investigate on Behalf of UPS Employees Who Sustained Losses from Unsuitable Covered Call Writing Strategies

February 05, 2020

BOCA RATON, Fla.--(BUSINESS WIRE)--KlaymanToskes (“KT”), www.klaymantoskes.com, continues to investigate and pursue FINRA arbitration claims for current and former UPS (NYSE: UPS) employees for losses sustained...

NOTICE TO UPS EMPLOYEES WITH ACCOUNTS AT THE MERRILL LYNCH TAMPA, FLORIDA BRANCH OFFICE: KlaymanToskes Continues to Investigate Claims on Behalf of UPS Employees Who Sustained Losses from Unsuitable Covered Call Writing Strategies

February 03, 2020

BOCA RATON, Fla.--(BUSINESS WIRE)--KlaymanToskes (“KT”), www.klaymantoskes.com, continues to investigate FINRA arbitration claims for current and former UPS (NYSE: UPS) employees for losses sustained from unsuitable...

NOTICE TO UPS EMPLOYEES WITH ACCOUNTS AT MERRILL LYNCH: KlaymanToskes Continues to Investigate and Pursue Claims on Behalf of UPS Employees Who Sustained Losses from Unsuitable Covered Call Writing Strategies

January 31, 2020

BOCA RATON, Fla.--(BUSINESS WIRE)--KlaymanToskes (“KT”), www.klaymantoskes.com, continues to investigate FINRA arbitration claims for current and former UPS (NYSE: UPS) employees with accounts at Merrill Lynch,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

View All Broker & Advisor Investigations

Investigations

Inspired Senior Living of Hamilton DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Hamilton DST, a Reg D...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Grapevine DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Grapevine DST, a Reg D...

Inspired Senior Living of Fort Myers DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Fort Myers DST, a Reg...

Inspired Senior Living of Eugene DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Eugene DST, a Reg D...

View All Investigations

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