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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

GWG L Bonds Bankruptcy Update: KlaymanToskes Encourages GWG L Bondholders to Explore Their Legal Options in Light of July 2022 Claims Filing Deadline

April 27, 2022

LOS ANGELES, April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes advises GWG Holdings, Inc. (NASDAQ: GWGH) L Bondholders to explore their legal...

Notice to Customers of Ex-Morgan Stanley Broker Shawn Good: KlaymanToskes Continues Investigation in Light of SEC’s Ponzi Scheme Allegations

April 27, 2022

CHARLOTTE, N.C., April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating FINRA arbitration claims on behalf of customers of Shawn Good,...

ATTENTION FORMER AND CURRENT CUSTOMERS OF TONY BAROUTI OF EMERSON EQUITY: National Investment Fraud Lawyers KlaymanToskes Commences Investigation of Los Angeles-Based Emerson Equity Broker for GWG L Bond Sales in Light of Recent Investor Complaints

April 22, 2022

LOS ANGELES, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating Emerson Equity broker Tony Barouti for GWG Holdings, Inc. (NASDAQ:...

GWG L Bonds Bankruptcy Alert: National Investment Fraud Lawyers KlaymanToskes Continues Investigation of Full-Service Brokerage Firms that Sold GWG L Bonds as Company Reports Over $1.6BN of Outstanding L Bonds

April 22, 2022

NEW YORK, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes continues to investigate FINRA arbitration claims on behalf of GWG Holdings’ (NASDAQ:...

GWG L Bonds Investor Alert: National Investment Fraud Lawyers KlaymanToskes Continues to Investigate Full-Service Brokerage Firms that Sold GWG L Bonds as Company Files Chapter 11 Bankruptcy

April 21, 2022

NEW YORK--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes is continuing to investigate FINRA arbitration claims on behalf of GWG Holdings’ L bonds investors in light of...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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