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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

NOTICE TO WESTERN INTERNATIONAL CUSTOMERS WHO SUFFERED LOSSES IN PEAKSTONE REALTY TRUST REIT AND GWG L BONDS

July 22, 2025

Contact the Law Firm of KlaymanToskes for a Free and Confidential Consultation to Discuss Pursuing a Potential Recovery of Your Losses Peakstone Realty Trust (NYSE:PKST)IRVINE,...

NOTICE TO CUSTOMERS OF NATIONAL SECURITIES CORP/WILLIAM BRAUN WHO SUFFERED LOSSES IN GWG L BONDS

July 22, 2025

Contact the Law Firm of KlaymanToskes for a Free and Confidential Consultation to Discuss Pursuing a Potential Recovery of Your Losses PALM BEACH, FL, UNITED...

IMPORTANT NOTICE TO ALL AMERICAN PORTFOLIOS CUSTOMERS: SEC CHARGES RAISE SERIOUS CONCERNS FOR INVESTORS

July 21, 2025

Contact the Law Firm of KlaymanToskes for A Free and Confidential Consultation to Discuss Pursuing Potential Investment Loss Recovery Options NEW YORK, NY, UNITED STATES,...

KlaymanToskes Investigates Advisory Fees on Alternative Investments After SEC Action Against American Portfolios

July 21, 2025

NEW YORK, NY, UNITED STATES, July 21, 2025 /EINPresswire.com/ -- National securities law firm KlaymanToskes urges investors to review their brokerage accounts for improper advisory fees on alternative...

IMPORTANT NOTICE TO D.H. HILL SECURITIES CUSTOMERS: GWG L BOND INVESTORS URGED TO TAKE IMMEDIATE ACTION

July 21, 2025

Contact the Law Firm of KlaymanToskes for A Free and Confidential Consultation to Discuss Pursuing an Additional Potential Recovery KINGWOOD, TX, UNITED STATES, July 21,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

Broker Misconduct Investigation: Steve Franko (Independence Capital Co.)

December 07, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Steve Franko a/k/a Stephen Michael Franko (CRD# 2157707) of Independence Capital Co. According to FINRA BrokerCheck,...

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Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

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