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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Current and Former Delta Air Lines Pilots: National Investor Fraud Law Firm KlaymanToskes Is Preparing to File a FINRA Arbitration Claim on Behalf of Former Delta Pilot Against Oppenheimer & Co. for Horizon Private Equity III Ponzi Losses

December 03, 2021

ATLANTA, Dec. 03, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm KlaymanToskes (“KT”) announces it is preparing to file a FINRA arbitration claim against...

ATTENTION KALOS CAPITAL GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

November 22, 2021

NEW YORK, Nov. 22, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes ("KT”), is investigating FINRA arbitration claims on behalf of investors who...

ATTENTION GENEOS WEALTH MANAGEMENT GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

November 19, 2021

NEW YORK, Nov. 19, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes ("KT”), is investigating FINRA arbitration claims on behalf of investors who...

ATTENTION FSC SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

November 18, 2021

NEW YORK, Nov. 18, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes ("KT”), is investigating FINRA arbitration claims on behalf of investors who...

ATTENTION CROWN CAPITAL SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

November 17, 2021

NEW YORK, Nov. 17, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes ("KT”), is investigating FINRA arbitration claims on behalf of investors who...

Broker & Advisor Investigations

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Brian Gardiner (Cabot Lodge Securities)

July 24, 2025

National investment loss lawyers KlaymanToskes is investigating broker Brian Gardiner (CRD# 3268932) formerly of Cabot Lodge Securities and Coastal Equities. Gardiner is currently associated with...

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Investigations

Inspired Healthcare Capital Fund: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Inspired Healthcare Capital Fund, an Arizona-based senior housing and healthcare real...

RREEF Property Trust (RPT): Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RREEF Property Trust (RPT). Our law firm believes...

Hartman Retail III DST: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hartman Retail III DST to their customers. Our...

Westpark Capital (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating Westpark Capital on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

SCF Securities (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating SCF Securities on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

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