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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Customers of Ex-Morgan Stanley Broker Shawn Good: KlaymanToskes Continues Investigation in Light of SEC’s Ponzi Scheme Allegations

April 27, 2022

CHARLOTTE, N.C., April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating FINRA arbitration claims on behalf of customers of Shawn Good,...

ATTENTION FORMER AND CURRENT CUSTOMERS OF TONY BAROUTI OF EMERSON EQUITY: National Investment Fraud Lawyers KlaymanToskes Commences Investigation of Los Angeles-Based Emerson Equity Broker for GWG L Bond Sales in Light of Recent Investor Complaints

April 22, 2022

LOS ANGELES, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating Emerson Equity broker Tony Barouti for GWG Holdings, Inc. (NASDAQ:...

GWG L Bonds Bankruptcy Alert: National Investment Fraud Lawyers KlaymanToskes Continues Investigation of Full-Service Brokerage Firms that Sold GWG L Bonds as Company Reports Over $1.6BN of Outstanding L Bonds

April 22, 2022

NEW YORK, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes continues to investigate FINRA arbitration claims on behalf of GWG Holdings’ (NASDAQ:...

GWG L Bonds Investor Alert: National Investment Fraud Lawyers KlaymanToskes Continues to Investigate Full-Service Brokerage Firms that Sold GWG L Bonds as Company Files Chapter 11 Bankruptcy

April 21, 2022

NEW YORK--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes is continuing to investigate FINRA arbitration claims on behalf of GWG Holdings’ L bonds investors in light of...

ATTENTION NETFLIX EMPLOYEES AND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Is Investigating Individual Securities Arbitration Claims Against Full-Service Brokerage Firms that Sold or Serviced Customers Large, Concentrated Positions in Netflix

April 21, 2022

NEW YORK, April 21, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating individual securities arbitration claims on behalf of current and former...

Broker & Advisor Investigations

Broker Misconduct Investigation: Russell Green (RPG Wealth Management)

January 20, 2026

National investment loss lawyers KlaymanToskes is investigating broker Russell Green (CRD# 1391627) of RPG Wealth Management and Cabot Lodge Securities. According to Financial Industry Regulatory...

Broker Misconduct Investigation: Olivier Gillier (Tigress Financial Partners)

January 12, 2026

National investment loss lawyers KlaymanToskes is investigating broker Olivier Gillier (CRD# 3222378) formerly of Tigress Financial Partners. According to FINRA BrokerCheck, broker Olivier Gillier is...

Broker Misconduct Investigation: Chris Rogers (Emerson Equity)

January 12, 2026

National investment loss lawyers KlaymanToskes is investigating broker Chris Rogers (CRD# 4453653) a/k/a Christopher Glenn Rogers of Emerson Equity. According to FINRA BrokerCheck, broker Chris...

Broker Misconduct Investigation: David Kangas (WealthForge Securities)

January 12, 2026

National investment loss lawyers KlaymanToskes is investigating broker David Kangas (CRD# 6591398) of WealthForge Securities.According to FINRA BrokerCheck, broker David Kangas is currently involved in...

Broker Misconduct Investigation: Nick Langer (J.P. Morgan Securities)

January 12, 2026

National investment loss lawyers KlaymanToskes is investigating broker Nick Langer (CRD# 5054905) formerly of J.P. Morgan Securities. According to FINRA BrokerCheck, broker Nick Langer is...

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Investigations

Silver Point Specialty Lending Fund: Investor Loss Investigation

January 13, 2026

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of investors in Silver Point Specialty Lending Fund, a non-traded business development company (BDC),...

White River Energy (Tribal Tax Credits): Investor Loss Investigation

January 13, 2026

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of investors who purchased White River Energy Corp. “Native American” or “Sovereign Tribal Tax...

iMedia Brands (IMBI): Investor Loss Investigation

January 13, 2026

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of investors who suffered significant losses after purchasing iMedia Brands, Inc. (formerly Nasdaq: IMBI)...

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

January 07, 2026

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Atlas Growth Partners: Investor Loss Investigation

January 07, 2026

Brokerage Firms That Recommended Atlas Growth Partners May be Liable for Investment Losses National investment fraud lawyers KlaymanToskes notifies Atlas Growth Partners LP investors that...

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