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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

GWG L Bond Investors File Six-Figure Claim Through KlaymanToskes to Recover Investment Losses

May 18, 2022

LOS ANGELES, May 18, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes announces today that it filed a securities arbitration claim on behalf of...

NOTICE TO CUSTOMERS OF MORGAN STANLEY’S TONY GALLEA: KlaymanToskes Investigates Broker for Options Trading Strategy in Light of Customer Complaints

April 29, 2022

MIAMI, April 29, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating Anthony (“Tony”) Gallea, who is a Morgan Stanley (NYSE: MS) broker...

GWG L Bonds Bankruptcy Update: KlaymanToskes Encourages GWG L Bondholders to Explore Their Legal Options in Light of July 2022 Claims Filing Deadline

April 27, 2022

LOS ANGELES, April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes advises GWG Holdings, Inc. (NASDAQ: GWGH) L Bondholders to explore their legal...

GWG L Bonds Bankruptcy Update: KlaymanToskes Encourages GWG L Bondholders to Explore Their Legal Options in Light of July 2022 Claims Filing Deadline

April 27, 2022

LOS ANGELES, April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes advises GWG Holdings, Inc. (NASDAQ: GWGH) L Bondholders to explore their legal...

Notice to Customers of Ex-Morgan Stanley Broker Shawn Good: KlaymanToskes Continues Investigation in Light of SEC’s Ponzi Scheme Allegations

April 27, 2022

CHARLOTTE, N.C., April 27, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating FINRA arbitration claims on behalf of customers of Shawn Good,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Inspired Senior Living of Winery Lane Development, LLC: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Winery Lane Development, LLC, a...

Inspired Senior Living of St. Petersburg DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of St. Petersburg DST, a Reg...

Inspired Senior Living of San Marcos DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of San Marcos DST, a Reg...

Inspired Senior Living of Round Rock DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Round Rock DST, a Reg...

Inspired Senior Living of Reno DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Reno DST, a Reg D...

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