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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

David Lerner Associates Customers Lost Millions Due to Broker Misconduct

September 22, 2022

KlaymanToskes Continues to Investigate Lerner After Discovering the Shocking Extent of Their Misconduct in the Midst of FINRA’s Investigation NEW YORK, Sept. 22, 2022 (GLOBE...

Oppenheimer/Horizon Investors Win Over $36 Million in FINRA Arbitration Case Following Alleged Ponzi Scheme

September 07, 2022

Horizon Investors: You May Be Entitled to Compensation - Contact the Law Firm of KlaymanToskes ATLANTA, Sept. 07, 2022 (GLOBE NEWSWIRE) -- The securities fraud...

Notice to Boustead Securities Customers Who Purchased IPOs

August 31, 2022

NEW YORK, Aug. 31, 2022 (GLOBE NEWSWIRE) -- The securities law firm of KlaymanToskes is interested in speaking with current and former customers of Boustead...

$500k Brokerage Account at $0 Value After Management by Coastal Equities, Arkadios Capital and Suzanne Wheeler

August 30, 2022

KlaymanToskes Seeks Recovery for Investor Losses in GWG L Bonds GWG Holdings, Inc. (OTCMKTS:GWGHQ) CHESTER, MD, US, August 30, 2022 /EINPresswire.com/ -- National securities fraud...

82-Year-Old Widow Suffers Investment Losses at the Hands of Intervest International Equities and Craig Carson

August 30, 2022

KlaymanToskes Represents Retired GWG L Bond Investor Seeking Recovery GWG Holdings, Inc. (OTCMKTS:GWGHQ) COLORADO SPRINGS, CO, US, August 30, 2022 /EINPresswire.com/ -- An 82-year-old widow...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Bourne Seniors Housing Funds: Investor Loss Investigation

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Bourne Seniors Housing Funds. Bourne Financial Group, based in Winter Park,...

Inspired Healthcare Capital Fund: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Inspired Healthcare Capital Fund, an Arizona-based senior housing and healthcare real...

RREEF Property Trust (RPT): Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RREEF Property Trust (RPT). Our law firm believes...

Hartman Retail III DST: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hartman Retail III DST to their customers. Our...

Westpark Capital (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating Westpark Capital on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

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