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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Attention Tony Barouti/Emerson Equity Customers: Investor Files $195k FINRA Arbitration Claim for GWG L Bond Losses

September 18, 2023

Notice to Customers of Emerson Equity: KlaymanToskes Offers GWG L Bond Recovery Options GWG Holdings Inc. (OTCMKTS:GWGHQ) LOS ANGELES, CA, USA, September 18, 2023/EINPresswire.com/ --...

Attention Customers of Ni Advisors’ Peter Po: KlaymanToskes Seeks Over $100,000 in GWG L Bond Loss Recovery

September 13, 2023

Did You Suffer GWG L Bond Investment Losses at Ni Advisors? Contact KlaymanToskes GWG Holdings Inc. (OTCMKTS:GWGHQ) SUNNYVALE, CA, USA, September 13, 2023/EINPresswire.com/ -- National...

GWG L BONDS CANCELED: Investors Issued New WDT Interests

September 07, 2023

KlaymanToskes Pursues FINRA Arbitration Claims for GWG Bondholders GWG Holdings, Inc. (OTCMKTS:GWGHQ) NEW YORK, NEW YORK, USA, September 7, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes reports...

CHUCK ROBERTS CUSTOMERS FILE $24M IN COMPLAINTS

August 17, 2023

Did You Suffer Losses with Chuck Roberts at Stifel Nicolaus? Contact KlaymanToskes NEW YORK, NY, USA, August 17, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages customers...

Losses in BlackRock Innovation and Growth (NYSE:BIGZ)? KlaymanToskes Files Merrill Lynch Customer Complaint Seeking Over $100,000

August 17, 2023

Did Merrill Lynch Recommend an Investment in BIGZ? Contact KlaymanToskes JACKSONVILLE, FL / ACCESSWIRE / August 17, 2023 / National investment loss attorneys KlaymanToskes encourages customers of Merrill...

Broker & Advisor Investigations

Broker Misconduct Investigation: Matthew McDonald (Sigma Financial Corp)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Matthew McDonald (CRD# 2837629) of Sigma Financial Corporation and Sigma Planning Corporation.  According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Ron Botello (Osaic Wealth)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker Ron Botello a/k/a Ronald Ray Botello (CRD# 4809045) formerly of Osaic Wealth. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Alfonso Figueroa Bello (Tigress Financial Partners/Stonecrest Capital Markets)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Alfonso Figueroa Bello (CRD# 5011909) formerly of Tigress Financial Partners and Stonecrest Capital Markets. According to FINRA...

Broker Misconduct Investigation: Timothy Darnell (Bankers Life Securities)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Timothy Darnell (CRD# 6666469) formerly of Bankers Life Securities. Broker Timothy Darnell was terminated from Bankers Life...

Broker Misconduct Investigation: Lisa Boisselle (Wealthwise/LPL Financial)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Lisa Boisselle (CRD# 5726589) formerly of LPL Financial. Broker Lisa Boisselle, formerly registered with LPL Financial, has...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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