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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

David Geake Customers Seek Recovery for Losses in MrktServ, mCloud Technologies, and Other Alternative Investments

September 19, 2023

Did David Richard Geake Cause You Investment Losses at American Trust Investment Services or Ausdal Financial Partners? Contact KlaymanToskes CHICAGO, IL, USA, September 19, 2023/EINPresswire.com/...

Fidelity Brokerage Customer Files Recovery Claim for Large Capital Gains Losses

September 19, 2023

KlaymanToskes Offers Recovery Options for Fidelity Brokerage Services Customers Fidelity 500 Index Fund (MUTF:FXAIX) ALBANY, NY, USA, September 19, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages...

Attention Tony Barouti/Emerson Equity Customers: Investor Files $195k FINRA Arbitration Claim for GWG L Bond Losses

September 18, 2023

Notice to Customers of Emerson Equity: KlaymanToskes Offers GWG L Bond Recovery Options GWG Holdings Inc. (OTCMKTS:GWGHQ) LOS ANGELES, CA, USA, September 18, 2023/EINPresswire.com/ --...

Attention Customers of Ni Advisors’ Peter Po: KlaymanToskes Seeks Over $100,000 in GWG L Bond Loss Recovery

September 13, 2023

Did You Suffer GWG L Bond Investment Losses at Ni Advisors? Contact KlaymanToskes GWG Holdings Inc. (OTCMKTS:GWGHQ) SUNNYVALE, CA, USA, September 13, 2023/EINPresswire.com/ -- National...

GWG L BONDS CANCELED: Investors Issued New WDT Interests

September 07, 2023

KlaymanToskes Pursues FINRA Arbitration Claims for GWG Bondholders GWG Holdings, Inc. (OTCMKTS:GWGHQ) NEW YORK, NEW YORK, USA, September 7, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes reports...

Broker & Advisor Investigations

Broker Misconduct Investigation: TJ Shopa (Lincoln Financial Advisors)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker TJ Shopa a/k/a Thomas John Shopa Jr. (CRD# 4182416) formerly of Lincoln Financial Advisors. Shopa is currently...

Broker Misconduct Investigation: Philip Hoang (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Philip Hoang (CRD# 5134140) of Morgan Stanley. According to FINRA BrokerCheck, broker Philip Hoang of Morgan Stanley...

Broker Misconduct Investigation: Jack Bruscianelli (JBT Wealth Management)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jack Bruscianelli (CRD# 2113986) of JBT Wealth Management and B. Riley Wealth Management. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Kirk Crossen (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Kirk Crossen (CRD# 2742256) formerly of Morgan Stanley and Raymond James. According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Adam Chustz (Stifel Nicolaus)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Adam Chustz (CRD# 4129813), of Stifel Nicolaus & Company. According to FINRA BrokerCheck, Adam Chustz of Stifel...

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Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

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