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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Barred Broker Cathie Ann Joughin: KlaymanToskes Seeks Up to $5M Recovery For Elder Abuse Claim

May 30, 2023

Notice to Former Wells Fargo and Ameriprise Customers of Cathie Joughin: Contact KlaymanToskes NEW YORK, NEW YORK, UNITED STATES, May 26, 2023/EINPresswire.com/ -- National investment...

Gilbert Russell Conrad Customers: KlaymanToskes Seeks Up to $5M Recovery for 82-Year-Old Customer of Broker

May 18, 2023

Investment Losses with Gilbert Russell Conrad? KlaymanToskes Offers Recovery Options NEW YORK, NEW YORK, UNITED STATES, May 17, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages former...

Investment Losses at David Lerner Associates: Contact KlaymanToskes

May 16, 2023

Energy 11 and Energy 12 Investors: KlaymanToskes Has Recovery Options NEW YORK, NY, UNITED STATES, May 15, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages customers of...

Icahn Enterprises (NASDAQ: IEP): Investment Losses? Contact KlaymanToskes

May 16, 2023

KlaymanToskes Investigates Brokerage Firms That Recommended Icahn Enterprises to Customers NEW YORK--(BUSINESS WIRE)--KlaymanToskes reports that Icahn Enterprises (NASDAQ: IEP) share prices have fallen dramatically, following the...

KlaymanToskes Files $5M Claim on Behalf of BBVA and PNC Customer for Wrongdoing In Regard To Line of Credit

May 01, 2023

KlaymanToskes Offers Recovery Options for BBVA and PNC Customers WHITE PLAINS, NY, USA, April 26, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages former and current customers...

Broker & Advisor Investigations

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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