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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO DEMPSEY LORD SMITH CUSTOMERS WHO PURCHASED GWG L BONDS

May 09, 2024

Did Your Dempsey Lord Smith Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately NEW YORK, NY, USA, May 9, 2024 /EINPresswire.com/ --...

IMPORTANT NOTICE TO CUSTOMERS OF JOSEPH BEAM/CAPITAL INVESTMENT GROUP WHO PURCHASED GWG L BONDS

May 09, 2024

GWG L Bond Losses with Joseph Beam/Capital Investment Group? Contact KlaymanToskes Immediately RALEIGH, NC, USA, May 9, 2024 /EINPresswire.com/ -- National investment loss and securities...

IMPORTANT NOTICE TO RANDY BIRKINBINE/AUSDAL FINANCIAL PARTNERS CUSTOMERS WHO SUFFERED INVESTMENT LOSSES

May 09, 2024

Investment Losses with Randy Birkinbine at Ausdal Financial Partners? Contact KlaymanToskes Immediately MINNEAPOLIS, MN, USA, May 9, 2024 /EINPresswire.com/ -- National investment loss and securities...

IMPORTANT NOTICE TO ANGELO TALEBI CUSTOMERS WHO SUFFERED INVESTMENT LOSSES

May 09, 2024

Investment Losses with Investment Advisor Angelo Talebi? Contact KlaymanToskes Immediately SHERMAN OAKS, CA, USA, May 9, 2024 /EINPresswire.com/ -- National investment loss and securities attorneys KlaymanToskes continues...

IMPORTANT NOTICE TO LIFEMARK SECURITIES CUSTOMERS WHO PURCHASED GWG L BONDS

May 09, 2024

Did Your Lifemark Securities Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately NEW YORK, NY, USA, May 9, 2024 /EINPresswire.com/ -- National...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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