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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF AUSTIN DUTTON WHO SUFFERED INVESTMENT LOSSES

August 06, 2024

Investment Losses With Barred Financial Advisor Austin Dutton Jr.? Contact KlaymanToskes Immediately NEW YORK, NY, USA, August 6, 2024 /EINPresswire.com/ -- National investment loss and...

IMPORTANT NOTICE TO INVESTORS WHO PURCHASED AEGIS SPECIAL SITUATIONS FUNDS

July 23, 2024

If Your Financial Advisor Recommended Aegis Special Situations Funds Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, July 23, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO INVESTORS WHO PURCHASED ICAP EQUITY FROM A FINANCIAL ADVISOR

July 23, 2024

If Your Financial Advisor Recommended iCap Equity Investments Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, July 23, 2024 /EINPresswire.com/ -- National investment...

IMPORTANT NOTICE TO INVESTORS WHO PURCHASED JAZZBERRY DIGITAL SOLUTIONS NOTES FROM A FINANCIAL ADVISOR

July 09, 2024

If Your Financial Advisor Recommended Jazzberry Digital Solutions Notes Contact the Law Firm of KlaymanToskes LOS ANGELES, CA, USA, July 9, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO CUSTOMERS OF BARRED FINANCIAL ADVISOR AUSTIN DUTTON JR.

July 09, 2024

If You Suffered Losses With Financial Advisor Austin Dutton Jr. Contact the Law Firm of KlaymanToskes PHILADELPHIA, PA, USA, July 9, 2024 /EINPresswire.com/ -- National...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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