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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO EMERSON EQUITY/TONY BAROUTI AND BRUCE BEETZ CUSTOMERS WHO PURCHASED GWG L BONDS

June 10, 2024

Did Your Emerson Equity Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately SAN MATEO, CA, USA, June 10, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO CUSTOMERS OF BILL KING AND MERRILL LYNCH WHO SUFFERED INVESTMENT LOSSES

June 10, 2024

Investment Losses With Financial Advisor William “Bill” King at Merrill Lynch? Contact KlaymanToskes Immediately NEW YORK, NY, USA, June 10, 2024 /EINPresswire.com/ -- National investment...

Morgan Stanley Brokers Can Pursue Recovery of Their Deferred Compensation Losses Under ERISA: Contact KT Law Immediately

June 10, 2024

Morgan Stanley Brokers With Over $100,000 in Deferred Compensation Losses Should Immediately Contact the Law Firm of KlaymanToskes NEW YORK, NY / ACCESSWIRE / June...

Merrill Brokers Can Pursue Recovery of Their Deferred Compensation Losses Under ERISA: Contact KT Law Immediately

June 10, 2024

Merrill Brokers With Over $100,000 in Deferred Compensation Losses Should Immediately Contact the Law Firm of KlaymanToskes NEW YORK, NY / ACCESSWIRE / June 10,...

KT Law Represents Former Merrill Broker in $3.2M Deferred Compensation Claim for ERISA Violations

June 10, 2024

All Merrill Brokers Who Have Losses Over $100,000 Should Immediately Contact the Law Firm of KlaymanToskes NEW YORK, NY / ACCESSWIRE / June 10, 2024...

Broker & Advisor Investigations

Broker Misconduct Investigation: Ali Chehab (Merrill Lynch)

August 07, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ali Chehab (CRD# 7625979) formerly of Merrill Lynch. According to FINRA BrokerCheck, broker Ali Chehab, formerly of...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

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Investigations

RK AVLI at Crosstown Center DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RK AVLI at Crosstown Center DST to their...

BV Carriage Homes on the Lake DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in BV Carriage Homes on the Lake DST to...

Ecmoho Ltd. (Aegis Capital): Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating Aegis Capital for their unsuitable sale and recommendation of investments in Ecmoho Ltd. under the symbol MOHOY (MOHO)...

NLCA VA Birmingham Realty DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NLCA VA Birmingham Realty DST to their customers....

GSA Birmingham Government Lease Investors DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in GSA Birmingham Government Lease Investors DST to their...

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