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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF TODD LESK AND LPL FINANCIAL WHO SUFFERED SIGNIFICANT INVESTMENT LOSSES

April 03, 2024

Please Contact KlaymanToskes if You Had an Account with Barred Broker Todd Lesk at LPL Financial or Cambridge Investment Research FORT LAUDERDALE, FL, USA, April...

IMPORTANT NOTICE TO CUSTOMERS OF JOHN PALMA AND SPARTAN CAPITAL SECURITIES

April 03, 2024

Please Contact The Law Firm of KlaymanToskes If You Suffered Investment Losses With Financial Advisor John Palma At Spartan Capital Securities LOS ANGELES, CA, USA,...

IMPORTANT NOTICE TO ROBINHOOD CUSTOMERS WHO SUFFERED LOSSES DUE TO OPERATIONAL OUTAGE FAILURES RELATED TO CALL OPTIONS

April 03, 2024

Please Contact the Law Firm of KlaymanToskes if You Suffered Losses in Excess of $100,000 Due to Robinhood’s Operational Outage Failures NEW YORK, NY, USA,...

IMPORTANT NOTICE TO INVESTORS/CUSTOMERS OF MARK J. WILLIAMS AND BRYCE A. HAMILTON WHO PURCHASED GWG L BONDS

April 03, 2024

Please Contact The Law Firm of KlaymanToskes if You Suffered GWG Investment Losses With Mark J. Williams or Bryce A. Hamilton SAN FRANCISCO, CA, USA,...

IMPORTANT NOTICE TO CUSTOMERS OF JIMMY DRIGGERS AND MORGAN STANLEY

April 03, 2024

Please Contact the Law Firm of KlaymanToskes Immediately if You Had an Account with Jimmy Driggers at Morgan Stanley SARASOTA, FL, USA, April 3, 2024...

Broker & Advisor Investigations

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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