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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

KT Law Files $5 Million Deferred Compensation Claim Against Merrill Lynch for ERISA Violations

January 17, 2025

Merrill Advisors with Losses Over $100,000 Should Contact KlaymanToskes Immediately NEW YORK, NY / ACCESS Newswire / January 17, 2025 / National investment loss and securities attorneys KlaymanToskes announces the...

IMPORTANT NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR JOHN CARL BLANCK AND THE LEADERS GROUP, INC.

December 17, 2024

If You Suffered Losses Related to Fixed Index Annuities with John Carl Blanck, Please Contact the Law Firm of KlaymanToskes NEW YORK, NY, UNITED STATES,...

IMPORTANT NOTICE TO CUSTOMERS OF RICHARD WESSELT WHO PURCHASED ANY INSURANCE OR INVESTMENTS

December 17, 2024

If You Suffered Losses With Financial Advisor Richard Wesselt Please Contact the Law Firm of KlaymanToskes NEW YORK, NY, UNITED STATES, December 17, 2024 /EINPresswire.com/...

IMPORTANT NOTICE TO CUSTOMERS OF GREG MCCLOSKEY/WESTPARK CAPITAL WHO PURCHASED GWG L BONDS

December 11, 2024

If You Suffered Losses With Financial Advisor Greg McCloskey/Westpark Capital Please Contact the Law Firm of KlaymanToskes LOS ANGELES, CA, UNITED STATES, December 11, 2024...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR AT RBC CAPITAL RECOMMENDED STRUCTURED NOTES, PLEASE CONTACT KT LAW

December 11, 2024

KlaymanToskes Investigates Investor Losses in Structured Products Recommended by RBC Capital NEW YORK, NY, UNITED STATES, December 11, 2024 /EINPresswire.com/ -- National investment loss and...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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