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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

NOTICE TO DEXCOM INVESTORS WHO SUFFERED SIGNIFICANT LOSSES: KT LAW URGES INVESTORS TO EXPLORE ALL THEIR LEGAL OPTIONS

August 06, 2024

KlaymanToskes Offers FINRA Arbitration as an Additional Recovery Option for Investors with Substantial Losses in DexCom Inc. DexCom, Inc. (NASDAQ:DXCM) NEW YORK, NY, USA, August...

IMPORTANT NOTICE TO TESLA SHAREHOLDERS/EMPLOYEES WHOSE FINANCIAL ADVISORS RECOMMENDED A COVERED CALL OPTION STRATEGY

August 06, 2024

Did You Lose Your TSLA Stock? Contact KlaymanToskes Immediately Tesla Inc. (NASDAQ:TSLA) NEW YORK, NY, USA, August 6, 2024 /EINPresswire.com/ -- National investment loss and...

IMPORTANT NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR CHRIS STOCKS/MORGAN STANLEY

August 06, 2024

If You Suffered Losses With Financial Advisor Chris Stocks Contact the Law Firm of KlaymanToskes LOS ANGELES, CA, USA, August 6, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO CUSTOMERS OF ADVISOR GARRETT MORETZ/MORETZ WEALTH MANAGEMENT

August 06, 2024

If You Suffered Losses With Financial Advisor Garrett Moretz Contact the Law Firm of KlaymanToskes MOORESVILLE, NC, USA, August 6, 2024 /EINPresswire.com/ -- National investment...

NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR RUSS CONRAD: KT LAW SEEKS UP TO $17 MILLION IN RECOVERY ON BEHALF OF INVESTORS

August 06, 2024

If You Suffered Losses With Financial Advisor Gilbert Russell Conrad Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, August 6, 2024 /EINPresswire.com/ --...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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